Our Partners ABN AMRO Clearing Bank, Nyca Partners, and Belvedere Strategic Capital
2024 – Q4 (xml)
2024 – Q3 (xml)
2024 – Q2 (xml)
2024 – Q1 (xml)
2023 – Q4 (xml)
2023 – Q3 (xml)
2023 – Q2 (xml)
2023 – Q1 (xml)
2022 – Q4 (xml)
2022 – Q3 (xml)
2022 – Q2 (xml)
2022 – Q1 (xml)
2021 – Q4 (xml)
2021 – Q3 (xml)
2021 – Q2 (xml)
2021 – Q1 (xml)
2020 – Q4 (xml)
2020 – Q3 (xml)
2020 – Q2 (xml)
2020 – Q1 (xml)
SEC Rule 607 Disclosure
Pursuant to SEC Rule 607, RQD* Clearing is required to disclose its payment for order flow practices, upon opening a new customer account and on an annual basis thereafter. RQD generally sends held equity and options orders for its Clearing clients to wholesale market makers. Wholesale market makers will generally pay RQD* Clearing a rebate known as “Payment for Order Flow” or “PFOF”. Information on these payments can be found by viewing RQD’s SEC Rule 606(a) Quarterly reports.
Firm level routing decisions on held orders are made by the Firm’s Best Execution committee and the factors the committee considers when making routing decisions is the amount price improvement per execution (relative to the NBBO) and the percentage of shares being filled at or better than the inside market (NBBO).
RQD* Clearing is registered with the SEC, a member of FINRA, OCC, DTC and NSCC, a participant in SIPC and licensed in 53 US states and territories. FINRA BrokerCheck reports for RQD* Clearing are available at http://www.finra.org/brokercheck.