Other
Disclosures

2022 – Q1

2021 – Q4
2021 – Q3
2021 – Q2
2021 – Q1

2020 – Q4
2020 – Q3
2020 – Q2
2020 – Q1

2019 – Q4
2019 – Q3
2019 – Q2
2019 – Q1

2018 – Q4
2018 – Q3

Broker Check
Characteristics and Risks of Standardized Options
Clearing Combined Disclosures
Customer Information Brochure
Execution Combined Disclosures

2021 – Audited Financial Statement
2020 – Audited Financial Statement
2019 – Audited Financial Statement

 

Jan 2021 – Focus Report
Dec 2020 – Focus Report
Nov 2020 – Focus Report
Oct 2020 – Focus Report
Sep 2020 – Focus Report
Aug 2020 – Focus Report

Privacy Notice
Responsibilities of Introducing Broker and Clearing Broker
Special Statement for Uncovered Option Writers
  • New York Office
  • 250 Vesey St., Suite 2601
    New York, NY 10281
    +1 (212) 686-8650
  • Chicago Office
  • 425 S. Financial Place, Suite 910B,
    Chicago, IL 60605
    +1 (929) 205-7702
  • Solutions
  • About Us
  • Login
Twitter Linkedin-in
© 2022 RQD* Clearing
RQD* Clearing is registered with the SEC, a member of FINRA, OCC, DTC and NSCC, a participant in SIPC and licensed in 48 states and territories. FINRA BrokerCheck reports for RQD* Clearing are available at http://www.finra.org/brokercheck.