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2024 – Q3 (xml)
2024 – Q2 (xml)
2024 – Q1 (xml)

2023 – Q4 (xml)
2023 – Q3 (xml)
2023 – Q2 (xml)
2023 – Q1 (xml)

2022 – Q4 (xml)
2022 – Q3 (xml)
2022 – Q2 (xml)
2022 – Q1 (xml)

2021 – Q4 (xml)
2021 – Q3 (xml)
2021 – Q2 (xml)
2021 – Q1 (xml)

2020 – Q4 (xml)
2020 – Q3 (xml)
2020 – Q2 (xml)
2020 – Q1 (xml)

Broker Check
Characteristics and Risks of Standardized Options
Clearing Combined Disclosures
Customer Information Brochure
Execution Combined Disclosures

2023 – Audited Financial Statement
2022 – Audited Financial Statement
2021 – Audited Financial Statement
2020 – Audited Financial Statement

January 2024 – Focus Report

Privacy Notice
Responsibilities of Introducing Broker and Clearing Broker
Special Statement for Uncovered Option Writers

Customer Agreement

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RQD* Clearing is registered with the SEC, a member of FINRA, OCC, DTC and NSCC, a participant in SIPC and licensed in 53 US states and territories. FINRA BrokerCheck reports for RQD* Clearing are available at http://www.finra.org/brokercheck.